5 entries
Enron's compliance and ethics function, embedded within the Risk Assessment and Control group, administered the Code of Ethics, Restricted Lists, ethical wall procedures, and anonymous reporting facilities -- a formal infrastructure that failed to prevent or detect executive-level fraud.
Canadian-born executive who served as CEO of Enron North America and Enron Energy Services, later pleaded guilty to insider trading and testified as a key prosecution witness against Jeffrey Skilling.
Co-CEO and CEO of Enron Broadband Services who pleaded guilty to wire fraud for making false statements about the Broadband Operating System technology.
Senior Enron executive who led Enron Energy Services and liquidated approximately $250 million in stock before the company's collapse.
Enron's Vice President of Investor Relations and later Corporate Secretary who pleaded guilty to insider trading and provided critical testimony against Kenneth Lay and Jeffrey Skilling at their 2006 criminal trial.